Catch the Wind Reports First Quarter Financial Results for 2012

Operating expenses reduced 75%

Catch the Wind Ltd. (TSX-V: CTW), providers of Vindicator® Optical Control Systems (OCS), reported its financial results for the three-month period ended March 31, 2012. All figures are in U.S. dollars, unless otherwise stated.

“In the first quarter we completed several milestones. All of our shipments for the quarter were manufactured by Sanmina. In addition, improvements in our manufacturing infrastructure allowed us to ship customer product within one week of order receipt, and be fully operational within one month. These operational improvements, coupled with ongoing reductions in our cost structure, position the Company for rapid revenue growth” said Jo Major, Interim President and CEO of Catch the Wind, Inc. “Our engineering team has made a number of technical achievements with the OCS product during the quarter, including reducing production costs by approximately 50%, enhancing the product’s turbine control features and dramatically improving the uptime of our product. Our technical engagement with customers has grown steadily, laying a solid engineering foundation for strong follow-on orders.”

Select Q1 2012 Financial and Operational Highlights

  • Signed the Company’s first follow-on order by way of a multi-unit sales agreement with enXco, an EDF Energies Nouvelles Company, for the purchase of five additional OCS units to outfit wind turbines at multiple North American wind farms, installation to occur during the second quarter of 2012.
  • Signed a sales agreement with Saturn Power to equip all wind turbines at its Gesner wind farm in Ontario, Canada with the OCS. The installation of the OCS will be in parallel with the construction of the new turbines, without modification of the warranty agreement.
  • Completed the transfer of OCS manufacturing to Sanmina-SCI, a tier 1 engineering and manufacturing solutions partner. All Q1 shipments were made by Sanmina-SCI.
  • After 45 days of testing, results of the first ever deployment of the OCS in AXYS Technologies Inc.’s WindSentinel™ offshore buoy were an unprecedented success; providing wind profile information from the Great Lakes to wind resource researchers and analysts at Grand Valley State University, University of Michigan, the Weather Service and Michigan State University. Similar data collection success was achieved off the US east coast and a second Great Lakes deployment has begun.
  • Decreased operating expenses by 75% from the corresponding period last year.

Highlights Subsequent to Quarter-end

  • Continued to expand our patent portfolio, now up to seven issued patents and 14 pending patent applications.
  • Signed an agreement for a collaborative project with the TechnoCentre éolien to install an OCS on one of its REpower MM-92 2.05 MW wind turbines in Québec for evaluation and R&D purposes, particularly in extremely cold climates and complex terrains.

Financial Performance
Catch the Wind recognized revenue of $200,000 for the three-month period ended March 31, 2012, compared to recognized revenue of $390,500 for the three-month period ended March 31, 2011.

Operating expenses for Q1 2012 were $2.0 million, down 75% from $7.9 million for the corresponding period last year. The reduction in operating expenses is highlighted below.

Cost of sales for the three-month period ended March 31, 2012 was $151,000 compared to $783,000 for the same period last year. The decrease in cost of sales is mainly due to replacement of Optical Air Data Systems LLC (“OADS”) labour that was used in the first quarter of last year with growth of the Company’s internal engineering capability and the outsourcing of manufacturing of the OCS to Sanmina. Cost of sales for the first quarter of 2011 included OADS labour charges of $333,000 related to installation and customer support charges, whereas there were no OADS labour charges in the current quarter. The Company utilized its own personnel for installation and customer support in the first quarter of 2012.

General and administrative expense for the three-months ended March 31, 2012 were $293,000, down from $853,000 for the same period last year. The decrease in general and administrative costs, when compared to the same period last year, is primarily due to a reduction in travel and travel related expenses as well as repairs and maintenance costs associated with the Falcon 50 aircraft. Travel and travel related expenses were $33,000 for the current quarter compared to $473,000 for the same quarter last year. Expenses associated with repairs and maintenance of the Falcon 50 aircraft, owned by Falcon Fifty LLC, of which CTW had a 75% membership interest until October 22, 2011 when it withdrew from the LLC, were $0 in the first quarter of 2012 compared to $244,000 for the first quarter of 2011.

Research and development expense was $56,000 for the three-month period ended March 31, 2012, down from $1.5 million (OADS labour) for the three-month period ended March 31, 2011.

Catch the Wind recorded a net loss for Q1 2012 of $1.8 million or $0.01 per share, compared to a net loss $7.5 million or $0.09 per share for Q1 2011.

As of March 31, 2012, Catch the Wind had cash and cash equivalents of $3.0 million, compared to $6.0 million at December 31, 2011.

Catch the Wind has filed its financial statements for the three-months ended March 31, 2012, and related Management’s Discussion and Analysis (MD&A) with securities regulatory authorities. Catch the Wind’s financial statements, MD&A and related documents are available via SEDAR as well as through the Company’s website, www.catchthewindinc.com.

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Catch the Wind CEO Jo Major featured in REcharge article on development of OCS technology

Darius Snieckus of Recharge Magazine interviewed Catch the Wind's CEO for an article published in the official daily show newspaper at the European Wind Energy Association's annual event in Copenhagen, Denmark. The publication was distributed throughout the event, which hosted over 10,000 participants and over 500 exhibitors.

The article takes a more in-depth look at CTW's technology, results, value proposition and upcoming developments.

“Right now, the industry is basing a lot of what it knows about the wind resource of a given site on ‘dirty’ wind, that is, the wind that has already passed through the rotor blades, which is very turbulent. What advances can you make in turbine control architecture using this knowledge, which has little, if any, predictive element?”

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Catch the Wind to Hold 2011 Year-End Results Conference Call on April 26, 2012

Chantilly, VA, April 12, 2012Catch the Wind Ltd. (TSX-V: CTW), providers of Vindicator® Optical Control Systems (OCS), announced today that it will hold a conference call to discuss its financial results for 2011 fiscal year on Thursday, April 26, 2012 at 10:00 a.m. ET.  In compliance with disclosure requirements for TSX Venture Exchange issuers, the Company will report its financial results on April 25, 2012 after market close.

To access the conference call by telephone, dial 647-427-7450 or 1-888-231-8191.  Please connect approximately 15 minutes prior to the beginning of the call to ensure participation.  A question and answer session for analysts and institutional investors will follow management's presentation.

A live audio webcast of the conference call will be available at www.catchthewindinc.com. Please connect at least 15 minutes prior to the conference call to ensure adequate time for any software download that may be required to join the webcast. The webcast will be archived at the above web site for 30 days.

A taped rebroadcast will be available to listeners until 12 a.m. ET on Thursday, May 3, 2012. To access the rebroadcast, please dial 416-849-0833 or 1-855-859-2056 and enter passcode 69598551, followed by the number sign.

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Catch the Wind Signs Collaborative Agreement with TechnoCentre éolien

- Will validate OCS operation in cold climates and complex terrain -

Chantilly, VA, April 4, 2012Catch the Wind Ltd. (TSX-V: CTW), providers of Vindicator® Optical Control Systems (OCS), announced today that pursuant to its previously announced Letter of Intent, it has signed an agreement for a collaborative project with the TechnoCentre éolien to install an OCS on one of its REpower MM92 2.05 MW wind turbines in the Province of Québec, Canada for evaluation and research and development purposes.  The TechnoCentre éolien is an independent organization active in developing new technologies to improve wind turbine operations and performance, particularly in extremely cold climates and complex terrains.

“This work with the TechnoCentre éolien will validate the robustness and reliability of our OCS to provide intelligent, proactive turbine control,” said Jo Major, Interim President and CEO of Catch the Wind, Inc. “This project is designed to put the CTW optical system in both very complex terrain and extreme winter environments.  Further, the project lays the groundwork for installation of CTW’s optical systems on REpower machines throughout North America and Europe.”  

The OCS is a “next generation” wind turbine control system for utility-scale wind turbines. From its position on top of the nacelle, the OCS simultaneously measures wind speed and direction in the free stream inflow ahead of the turbine and uses this information to optimize wind turbine performance, increasing energy output and reducing damaging stress loads.

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Catch the Wind Provides Operational Update

Catch the Wind Ltd. (TSX-V: CTW), providers of Vindicator® Optical Control Systems (OCS), today provided an operational update on its technology licensing agreement and a revised first quarter 2012 revenue guidance.

Intellectual Property
Following the departure of Philip Rogers as the Chief Executive Officer, President and a director of the Company, the Company undertook, and continues to undertake, a thorough review of the operational, financial and technological performance of the Company. That process included a review of the Company’s existing technology and its obligations under the licensing agreement between Optical Air Data Systems, LLC (“OADS”) and the Company’s wholly-owned subsidiary (the “Licensing Agreement”). This technology review was conducted over an extended period with the assistance of the Company’s intellectual property counsel. As a result of that review, the Company concluded that its products and business are no longer subject to any royalty requirements under the Licensing Agreement and therefore did not pay the second quarter guaranteed minimum annual royalty fee to OADS under the Licensing Agreement and does not intend to pay any future royalty fees to OADS under the Licensing Agreement.

The elimination of these royalty fees will contribute to management’s efforts to reduce manufacturing costs in order to offer the wind industry an innovative product that increases production and efficiency, while reducing stress on the turbines at a compelling price point.

“The Company is now continually generating intellectual property across a multitude of topics,” said Jo Major, Interim President and CEO of Catch the Wind, Inc.  “Beyond the patents that CTW currently has, we are now developing a much deeper understanding of the operational control requirements of the wind turbine. Our focus on developing technical and product capability will be relentless, providing owners of wind farms with excellent customer support and unparalleled reliability in our products. Our recently expanded research into the specifics of wind turbine control demonstrates the clear benefits of controlling the turbine based upon the wind in front of the turbine, as opposed to struggling to control the turbine with instruments located in the turbulent vortex behind the spinning rotor of the turbine. The combination of clean measurement of the wind with good control architecture provides our customers compelling improvement in the economics of turbine operation.”

Revenue Guidance
The Company also announced that approximately $600,000 of revenue expected to be shipped in Q1 2012 will be shipped in subsequent quarters. This delay in shipment of booked orders is attributable to two factors. The first factor is a slowing of product uptake in the wind resource assessment market. The Company has devoted substantial operational resources to this market, and believes that order uptake for this market segment will return.

The second issue was a design issue discovered by the technical team at CTW. In certain cold-weather operational conditions, the heater used to defrost the window of the device led to impairment of the optical performance of the OCS. The design issue has been corrected and will not impact the performance of the product or future cost reductions. In line with CTW’s commitment to customer support and excellent up-time performance, the Company implemented additional internal testing, delaying some Q1 shipments into Q2.

Major continued to comment, “Our rapid resolution of the problem associated with the old window heater design speaks volumes about the team. We detected the problem, discovered the root cause, corrected the issue and then implemented testing procedures to protect our customers. In the end, while we don’t like to miss shipment dates, our commitment to quality and our customers comes first.”

The Company now expects to ship the equivalent of $600,000 in revenue for the first quarter of 2012.

The OCS is a “next generation” wind turbine control system for utility-scale wind turbines. From its position on top of the nacelle, the OCS simultaneously measures wind speed and direction in the free stream inflow ahead of the turbine and uses this information to optimize wind turbine performance, increasing energy output and reducing damaging stress loads.

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Catch the Wind Grants Stock Options

Chantilly, VA, March 26, 2012Catch the Wind Ltd. (TSX-V: CTW), providers of Vindicator® Optical Control Systems (OCS), announced the granting of stock options under its annual compensation policy.

 

100,000 stock options were issued to Dr. Jo Major, Jr., Chairman and Interim CEO; 60,000 stock options were issued to each of Messrs. David Garman, Martin Crotty and Ms. Susan Nickey, members of the Board of Directors; and 50,000 stock options were issued to each of Messrs. Daniel Lacroix, Vice President of Design and Operations, William Fetzer, Vice President of Business Development, and Ms. Claudia Jaques, Vice President and General Counsel.

 

The options are exercisable at a price of CDN$0.145 per share.  The expiry date of the options is March 21, 2022.

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enXco Signs Agreement to Outfit Wind Turbines with Catch the Wind’s Optical Control System

Chantilly, VA, March 22, 2012 – Catch the Wind Ltd. (TSX-V: CTW), providers of optical control systems (OCS) for the wind industry, today announced the signing of a multi-unit sales agreement with enXco, an EDF Energies Nouvelles Company. enXco purchased five additional OCS units to outfit wind turbines at multiple North American wind farms with Catch the Wind’s advanced optical turbine control system. Installation of these units is scheduled to begin in April of 2012.


“This sale to enXco marks an important new milestone for Catch the Wind, in that CTW and enXco are working together to further validate the performance of the OCS across geographically diverse customer wind farms and additional turbine models. We can now offer customers increased Annual Energy Production using remote optical sensing for better turbine control,” said Jo Major, Interim President and CEO of Catch the Wind, Inc. “This agreement is significant in that it allows us to add additional manufacturers to our portfolio of wind turbine models controlled using the OCS. The future for intelligent wind turbine control is available now and we are proud to pioneer this breakthrough technology in collaboration with enXco.” 

 

“We are excited about the technical opportunities LIDAR represents to improve the output of our wind projects and enhance the operational performance of the wind turbines,” said Richard Jigarjian, Vice President, Generation of enXco.

 

The Vindicator® OCS is a “next generation” wind turbine control system for utility-scale wind turbines. From its position on top of the nacelle, the Vindicator® OCS simultaneously measures wind speed and direction in the free-stream inflow ahead of the turbine and uses this information to optimize wind turbine performance, increasing energy output and reducing damaging stress loads.

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Catch the Wind Launches Production of Vindicator® OCS with Sanmina-SCI, a Tier 1 Engineering and Manufacturing Solutions Partner

Catch the Wind Ltd. (TSX-V: CTW), providers of Vindicator® Optical Control Systems (OCS), and Sanmina-SCI, a leading manufacturing and engineering solutions company making some of the world’s most complex and valuable optical, electronic and mechanical products, today announce the successful completion of the transfer of the OCS into volume manufacturing. The first completed OCS was assembled and shipped from Sanmina-SCI’s Kanata, Ontario facility on February 14, 2012.

 

“Getting the OCS into a solid manufacturing environment is another milestone in our company’s history,” said Jo Major, Interim President and CEO of Catch the Wind, Inc. “Working with a third-party manufacturer of Sanmina-SCI’s quality allows us to execute better and focus on our core mission of using optical control to substantially improve the output power of the wind turbine. This move will increase our on-time shipping performance, improve our overall cost structure and provide us the critical path to quickly growing capacity as our demand increases. The production and assembly of the OCS at Sanmina-SCI’s Kanata facility is the result of strong collaborative work between great technical teams. We look forward to continuing to work closely with Sanmina-SCI as production continues to ramp.”


“We are committed to helping the clean technology market grow, and by partnering with innovative companies like Catch the Wind, we can help introduce and industrialize these important technologies quickly and efficiently,” said Dave Dutkowsky, Executive Vice President of Communications Networks at Sanmina-SCI. “The OCS requires sophisticated assembly and test procedures, and our deep expertise in custom engineering and manufacturing for complex optical products and sensors makes Sanmina-SCI an ideal partner.”

Under the terms of the manufacturing services agreement Sanmina will produce and assemble the OCS at its state-of-the-art manufacturing facilities in Kanata, Ontario. Sanmina will also provide technical, engineering, design and other professional services related to the manufacture of the OCS.


The OCS is a “next generation” wind turbine control system for utility-scale wind turbines. From its position on top of the nacelle, the OCS simultaneously measures wind speed and direction in the free stream inflow ahead of the turbine and uses this information to optimize wind turbine performance, increasing energy output and reducing damaging stress loads.

 

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Catch the Wind Responds to Recent Trading Activity

Catch the Wind Ltd. (TSX-V: CTW), providers of optical control systems (OCS) for the wind industry, is responding to the recent trading activity in the Company’s shares. The majority of trading activity late last week was the result of the disposition of shares controlled by former President, CEO and Chairman of the Company, Philip L. Rogers, and former director of the Company, Alisa Rogers, as disclosed in recent filings made by those parties on the Company’s SEDAR profile, and with which parties the Company is currently in a legal dispute. The Company is not aware of any material change in its business or affairs that has not been announced that would account for the recent increase in volume.

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Catch the Wind Announces Filing of Complaint Against Philip Rogers, Alisa Rogers, Elizabeth Dakin, Falcon Fifty, LLC and Tristar Aviation, LLC

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  Catch the Wind Ltd. (TSX-V: CTW), providers of optical turbine control systems (OTCS), announced today that it, together with its wholly-owned operating subsidiary Catch the Wind, Inc. (“CTW Virginia”), has filed a complaint in the Circuit Court for Prince William County, Virginia, against Philip L. Rogers (former President, Chief Executive Officer and Chairman of the Board of Catch the Wind and a former director of CTW Virginia), his wife Alisa Rogers (former director of Catch the Wind and a former director and Vice President of CTW Virginia) and their daughter, Elizabeth Dakin (a former director, Secretary and Treasurer of CTW Virginia), as well as Falcon Fifty, LLC and Tristar Aviation, LLC (entities owned and controlled by Philip and Alisa Rogers). Catch the Wind is seeking damages in the amount of $18.6 million plus the costs of the action, and the rescission of the Falcon 50 aircraft purchase transaction. 

 

View full release on Catch the Wind website:

http://catchthewindinc.com/news/catch-wind-announces-filing-complaint-against-philip-rogers-alisa-rogers-elizabeth-dakin-falcon